CRISTO RAUL.ORG ' |
MEDIEVAL HISTORY LIBRARY DOOR |
CHAPTER III
CONFLICT IN
THE MEDITERRANEAN BEFORE THE FIRST CRUSADE
A.The
Reconquest of Spain before 1095
Before the northward advance of the Moslem
forces had run its full course at least one center of Christian resistance had
made its appearance at the northern edge of the Hispanic peninsula. By the
middle of the ninth century the princes of Asturias-Leon had extended their
holdings southward across the Cantabrian mountains for a distance of some sixty
miles from the coast of the Bay of Biscay. On the eastern coast of the
peninsula, to the immediate south of the eastern Pyrenees, lay the Catalan
counties of the Spanish March, Barcelona chief among them. In the western
Pyrenees Navarre and immediately to her east Aragon were in a rudimentary stage
of development. Within a century after the completion of the Moslem conquest,
the centers of resistance from which the Christian reconquest of the peninsula
was to emanate had all made their beginnings, but it was to be another two
centuries before any semblance of concerted and continuing Christian aggression
against the Moslem conquerors would be discernible.
The earliest firm tradition of a victory by
Christian remnants and refugees after the final defeat of the Visigothic
monarchy is localized in the Asturias, a region lying in the rugged terrain
between the Cantabrian mountains and the north coast of the peninsula. It is
adjacent to Galicia on its west and is separated from Cantabria to its east by
the Picos de Europa. To the south of the Asturias, across the Cantabrian
mountains lies Leon, early an object of Asturian conquest.
According to the tradition, after the defeat and
death of king Roderic a certain Pelayo was acclaimed as king, and
thereafter led his followers to victory over a Moslem force in the valley
of Covadonga near his capital at Cangas
de Onis. Although the earliest written account of the battle of Covadonga
which has reached our time dates from some two centuries after the event, it is
recorded by several Arabic historians unlikely to have made use of the Latin
chronicle, and is so firmly established in tradition that there seems no reason
for denying its foundation in fact. After allowance is made for exaggeration in
numbers and embellishment with the miraculous or with supernatural
interpretation of natural phenomena—arrows turning back from the mountain wall
against the enemy, a mountain moving to engulf the retreating foe—the account
may be accepted as the record of a successful skirmish fought by local inhabitants,
Visigothic and other Christian refugees, following a long series of defeats. It
is generally believed that Pelayo, whether or not that was his true name, was a
member of the Gothic aristocracy, if not of royal blood. There is a tradition
that he was in Cordova, presumably to attempt a negotiated settlement with the
Moslem rulers, a year before the traditional date of the battle (718). At least
this establishes at an early date the pattern of the frontier caudillos, often
ready to treat with the Moslem in terms of alliance or feudal submission if
such were the surest means for securing possessions and authority.
Pelayo was succeeded by his son, and subsequent
successors are traced to relationship with him by blood or by marriage. The
third prince in the succession, Alfonso I (737-756), son of the duke of
Cantabria and son-in-law of Pelayo, broadened the base of operations by
bringing the adjacent provinces into personal union with the Asturias and by
moving westward into Galicia. In the latter move, he was able to take advantage
of a Berber revolt which drew southward the scant Berber garrisons with which
the Moslems had sought to hold the northwest of the peninsula. Although Alfonso
I was able to strengthen the internal organization of his dominions to some
degree, the counts of Galicia were by no means fully subjected and this
northwest corner of Spain remained for generations a center for recurring
revolt against hereditary succession and monarchical control. With the
relaxation of their hold on the northwest, the Moslems established a frontier
of firmly held places which may be traced from Coimbra through Coria, Talavera,
Toledo, and Guadalajara to Pamplona. The last, however, was soon lost. This
line left a rough square in the northwest corner of the peninsula, bounded by
the northern wall of the Tagus valley below Talavera and following up the
course of the river eastward and northward from that point to rest on the
Pyrenees or, in the ninth century, on the boundaries of the Spanish March or
its succession states.
The boundaries of Christian and Moslem tenure
were not contiguous. Until the tenth century the line of the Douro was the
outermost objective of durable Christian reconquest. Prior to the eleventh
century, it was only temporarily and under the most favorable conditions that
the Christian princes of the northwest were able to penetrate southeastern
Castile to the Guadarrama mountains. Between the two
cultures lay a no-man's-land, a desert, subject to repeated and destructive
raids from both sides.
At the death of Alfonso I almost all Spain
except the rectangle in the northwest corner was held in Moslem hands. Little
progress was made toward the expansion of this territory during the next
century and a half. Nevertheless, the Asturian monarchy showed its
ability to survive internal dissension and attack from without. On the slopes
of the Pyrenees and in Catalonia, Carolingian intervention forced back the
Moslem frontier to some extent, and laid the foundations for Navarre, Aragon,
and Catalonia.
In the Asturias, Alfonso II, "the
Chaste" (791-842), had to sustain three devastating Moslem attacks which
carried deep into his own territory. He was, however, able to take advantage of
the internal disorders under al-Hakam I to raid Moslem territory as far as
Lisbon. He undertook the restoration of Braga in northern Portugal, and carried
back from his raids numerous Christian subjects of the emir. These were used in
repopulating the devastated areas of the frontier. He established his capital
at Oviedo and undertook to improve the internal organization of the state by
reactivating Gothic law, which had fallen into disuse. The first raids of the
North men struck the shores of Galicia during this reign, and Alfonso had to
overcome a revolt by the Galician nobility.
Discovery of what were believed to be the
remains of St. James, and the founding of the shrine at Compostela, had even
greater significance for the future than for Alfonso's own day. Not only was
the possession of the relics a great inspiration to the Christian cause, but
the shrine of Santiago de Compostela became a pilgrimage center of major
importance for the Christian world, and the numerous pilgrims insured a
substantial flow of wealth into Galicia. Alfonso turned to Charlemagne for
alliance against the Moslems, and styled himself a client of the Frankish king.
Although the reign of Alfonso II added little or no territory, its length and
vigor and boldness proved the durability of the Asturian monarchy.
During the first decade of the ninth century,
the foundation of the Frankish March of Spain was completed. The forces of
Charlemagne had captured Gerona in 785 and Barcelona in 801, and subsequent
campaigns carried the conquest to the Ebro, Peace was concluded with the
Moslems in 810. Among the several counties established by the Franks Barcelona
soon became preeminent. With the relaxation of monarchical controls in the
course of the century, its counts became in effect independent.
The Basques of the western Pyrenees had
traditionally opposed both Moslem and Frankish control. The reconquest of
Navarre was therefore in the first instance a conquest from the Frankish
counts. The chieftains at Pamplona found allies in the Bann-Qasi,
the semi-independent Moslem princes of Saragossa. Liberated from the Franks,
they were able to find allies in the counts of Cerdagne and
Aragon for protection against the Moslems.
Ordoño I (850-866) was a vigorous campaigner. He
overran and pillaged the territory between Salamanca and Saragossa—southern
Leon, Castile, and the southern portion of what was later to become the kingdom
of Aragon. He is particularly significant for rebuilding and repopulating
devastated and deserted places and areas within his borders, among them Tuy on the northern bank of the lower Minho, Astorga in Leon, and the city of Leon itself. Orense
on the Minho in Galicia was lost and won again. The rebuilding of Leon, which
was to become the new capital of the dynasty, may have symbolized the emergence
of the monarchy from the narrow limits of Asturias and Cantabria.
The son and successor of Ordoño, Alfonso III
(866-909), continued the military and repopulation policies of his father. He
attempted to establish himself south of the Douro. In Portugal between the
Douro and the Mondego, the towns Lamego, Viseo,
and Coimbra, and in Leon, Salamanca were successfully taken. On the upper
course of the Douro he established strong points at Zamora, Toro, Simancas,
and Dueñas. His raids carried him deep into Moslem territory. After repulsing a
Moslem attack from Zamora he followed the retreat to Toledo but accepted a
ransom to leave the city unharmed. At the end of his reign the populated
southern frontier of the kingdom had been materially advanced from its location
in the middle of the eighth century. The Mondego-Douro line was now firmly
held in Portugal, Leon, and Castile. It is in the time of Alfonso III, about
884, that Burgos, seat of the early county of Castile, was founded by count
Diego Rodriguez.
This reign of Alfonso III fell in a period of
opportunity for the Christians, when the emirate was weakened by internal
dissension. His reign ended in a disastrous division of territory forced on him
by the revolt of his wife and his sons. During the tenth century, rivalries
within the dynasty and struggles with an unruly aristocracy absorbed the
energies of the Oviedo kings at a time when they were confronted with a
comparatively strong Moslem state under Abd-ar-Rahman III
and then the chamberlain al-Mansur. It was to be more than a hundred years
before the Christian states could recover from their weakness and division in
the face of strength.
The three sons of Alfonso III were assigned
respectively Leon, Galicia and Lusitania (Portugal), and the Asturias. The
disastrous effect of this division of inheritance was not immediately apparent.
The oldest son reigned only three years, after which Ordoño II (914-924)
reunited Leon and Galicia. In alliance with the king of Navarre he fought Abd-al-Rahman,
winning one battle but losing a second. Following the death of Ordoño, his sons
disputed the succession. During this period a separatist movement led by the
counts of Castile began to make its appearance. This movement was comparable to
the particularist movements in Galicia.
Control over the counts on the frontier was seldom adequate. Negotiation with
the enemy and disobedience to the sovereign were not uncommon. Under Ramiro II
(931-951), the revolt of count Fernán González of
Castile virtually nullified the advantage gained by a victory over (Abd-ar-Rahman III (939). The fame of the caliph—a title
assumed by the emir in 929 was by this time so great that the victory was one
of the few events of the peninsula to he noted by chroniclers north of the
Alps. Although Fernán González was
defeated and imprisoned, his following was so considerable that Ramiro was
forced to release him, subject to an oath of allegiance and an arranged
marriage between the count's daughter and the king's son, all too little
effect.
The foundation of Ramiro's policy was a firm
alliance with Navarre, which was governed by queen Tota,
on behalf of her infant son. This vigorous lady was in the habit of leading her
troops in battle. She had married her two daughters to the count of Castile and
the king of Leon respectively. It was this complex of family alliances which
was ultimately to accomplish a temporary unification which would save the
Christian states from complete subservience to the caliphate.
In the period following the death of Ramiro, the
Christian states became almost completely dependent. Directly and indirectly
the Moslem power was able to interfere in internal affairs of the states by
treaty, intervention, and negotiations with disloyal vassals. The case of Raimiro's second son Sancho the Fat is illustrative.
His mother was a princess of Navarre. Tota, his
grandmother, was still regent in Navarre. When the nobles of Leon deposed
Sancho, ostensibly because he was too fat to cut a proper royal figure, he took
refuge at his grand-mother's court at Pamplona. Tota got
in touch with Abd-ar-Rahman III who was
delighted, first to supply a physician and then to welcome king Sancho and his
grandmother Tota to the court at Cordova as
honored suppliants. Sancho returned to Leon without his surplus weight but with
a Moslem army and with treaty obligations involving delivery of certain towns
to the caliphate. Having regained his throne he showed no interest in
fulfilling his promises until forced to do so. After Sancho had been
conveniently poisoned, his successor, Bermudo II
(984– 999), was plundered and exploited by his nobility until he appealed to
the Moslem commander, the chamberlain Al-Mansur. The Moslem demanded
submission, in return for which Al-Mansur placed Moslem garrisons in most of
the Leonese fortresses. The king's efforts to escape from this burden led
ultimately to the punitive sack and plundering of the shrine of Santiago at
Compostela (997). The wealth of plunder reported to have been carried away is
revealing. Large numbers of the turbulent Leonese and Galician nobility participated
in the raid. In the west the Christian frontier retreated to the Douro.
Neither Bermudo II nor
Al-Mansur long outlived the sack of Compostela. Bermudo's son
and successor, Alfonso V (999-1028), was barely five years of age when he came
to the throne. The caliphate in 1008 began to run toward its fall. Alfonso
succeeded in effecting a substantial reorganization of the kingdom and attended
to the rebuilding and repopulation of devastated places. He held a council in
his capita] of Leon (1020) and granted a charter to the city. He pressed the
campaign against the Moslems beyond the Douro in Portugal and died at the siege
of Viseo. The ability of the count of Castile at
this time to stand off and bargain with opposing Moslem factions who sought his
services is a signal of the approaching disintegration of the caliphate. Bermudo III (1028-1037) succeeded his father on the throne.
He was married to the sister of Garcia, count of Castile. Another sister of
Garda was the wife of the king of Navarre, Sancho "the Great"
(1000-1035). Count Garcia was murdered in 1028 as the result of a feud with
another committal family. Immediately Sancho of Navarre advanced the claims of
his wife to the county of Castile. War followed between Navarre and Leon.
Difficulties were, at least temporarily, settled by mediators. Bermudo III was relegated to Galicia, and Sancho's second
son Ferdinand was married to Bermudo's sister.
Sancho of Navarre now ruled over an impressive
territory including in addition to Navarre, now extended beyond the Ebro, Leon
with the Asturias, and Cantabria, the Basque provinces, the counties of Aragon,
and suzerainty over the Catalan counties. Even though his authority over the
Basque provinces east of Navarre and over Barcelona rested on a somewhat variable
allegiance, his dominions included some third of the peninsula and extended
from the Atlantic to the Mediterranean. With the end of the caliphate of
Cordova (1030) and the division of Moslem Spain into a score of rival petty
emirates, no power in the peninsula could compare to his. But Sancho could not
avoid a return to the practice of dividing his vast possessions among his
heirs. His political testament recognized Garcia as his successor in Navarre
but established the second son, Ferdinand (1035-1065), in Castile with the
title of king. Sobrarbe and Ribagorza were given to Gonzalo but soon passed to the
illegitimate son Ramiro, whom Sancho had named king in Aragon. Thus two new
royal titles were created, and a new political history of Aragon had its beginning.
After the death of Sancho the Great, warfare
between Ferdinand I and his brother-in-law Bermudo III of Leon again broke out. In 1037 Bermudo died in
battle. Leon, Galicia, and Castile were united under the hand of Ferdinand. In
the meantime, after the death of Al-Mansur the counts of Barcelona had regained
their capital and other Catalan possessions which had been lost to the great
Moslem commander and his son. In 1025 Berenguer I
inherited the county.
Ferdinand I, to win the support of his new
subjects, held a council in 1050 at which he confirmed all public charters
granted by Alfonso V. He was drawn into conflict with his brother, Garcia of
Navarre, who sought to restore the unity of their father's dominions. Garcia
was defeated and killed in 1054. It was now possible for the king to address
himself to the reconquest. He seized Lamego and Viseo in Portugal south of the Douro (1057-1058); and
in 1064, with his conquest of the important city of Coimbra, carried his
western border to the banks of the Mondego. He next attacked the Moslem
territories to the south of Aragon and then seized additional fortresses south
of the Douro, and raided the territory of the kingdom of Toledo as far as
Alcala de Henares. The petty kings (reyes de taifas) of Toledo, Badajoz, and Saragossa became his
tributaries. Toward the end of his life he raided the lands of Seville,
destroying villages and crops until her king agreed to payment of an annual
tribute. Ferdinand again divided his holdings, but his second son, Alfonso VI
(1065-1109) of Galicia, succeeded in uniting the entire inheritance after long
civil war.
Hitherto concerted action toward reconquest had
been sporadic and dependent upon the fortunate accident of strong leadership
combined with weakness in the enemy. Unity of action among the Christian
princes was still far in the future. But in 1064 an international army,
composed of Catalan, Aragonese, Norman, Aquitanian,
and Burgundian (but not, as often alleged, papal and Italo-Norman)
contingents, launched a successful attack against the Moslem stronghold
of Barbastro, only to lose the thoroughly plundered town the following
year. Whether pope Alexander I's fragmentary letters relating to French
warriors en route to Spain to fight contra Sarracenos, and issuance of a plenary indulgence on their
behalf, relate to this expedition or to a second, abortive one being organized
in 1073 by Ebles II, count of Roucy, remains unclear. In any case, the crossing of the
Pyrenees by French knights (a movement the chroniclers Raoul Glaber and Adhemar of Chabannes carry back to the time of Sancho the Great)
and the intervention in the reconquest of the reform papacy (leading Gregory
VII in 1073 and 1077 to claim suzerainty over all territories recovered from
the infidel, and indeed all Spain) demonstrate how these extra-Iberian forces
now viewed the peninsular struggle against Islam as a Christian holy war. At
the same time Ferdinand I and Alfonso VI, in alliance with Cluny, who had
himself proclaimed emperors of Hispania (all Iberia, Christian and Moslem),
moved vigorously to reduce the Taifa kingdoms
to vassalage or outright annexation through imposition of economically ruinous
annual tributary exactions (parias).
After the reunion of Castile, Leon, and Galicia,
Alfonso intensified the raids against the weak emirs. The tribute collected
supplied his war chest, and on May 25, 1085, he occupied Toledo, bringing the
frontier of Castile well to the south of the Tagus. By raids and seizures his
forces made themselves felt against the Moslem borders in all directions,
penetrating southward to the vicinity of Granada. Threatened with subjection or
destruction, the Moslems reluctantly sought outside help. Al-Mutamid, the ruler of Seville and chief survivor of the
internecine warfare among the petty kingdoms, sought help from Morocco.
The Almoravid sect of veiled Touaregs from
the Sahara had unified Morocco under Yasuf ibri-Tashfin, who now acceded to Al-Mutamid's request
for aid, crossed to Andalusia in 1086, and annihilated Alfonso's army near
Badajoz on October 23. His mission accomplished, he withdrew to Africa but
returned with his Murabits in 1090 and
quickly conquered all Moslem-held Spain except Saragossa. He also reconquered many
of the border towns taken by the Christians.
Alfonso was able to retain Toledo while Rodrigo
Diaz of Vivar, called the Cid, established
himself in Valencia and was able for a time to oppose the advance of the
Moslems into northeastern Spain. In 1095 the territory, of the peninsula was
fairly evenly divided between the Spanish Christians in the north and the
African and Andalusian Moslems in the south. Military power was in precarious and
sensitive balance.
B.The
Italian Cities and the Arabs before 1095
Long before pope Urban II made his impassioned plea
at Clermont, the Italian cities were fighting the Saracens on land and sea.
During the four centuries preceding 1095 they suffered from seemingly endless
raids and plunderings; sometimes they allied
themselves with the enemy to attack other cities; on occasion they met him
with force, and these occasions increased in number and gained in success.
Eventually, in 915 the southern cities, in alliance with Byzantine and papal
forces, drove the Saracens from their last stronghold on the peninsula, and a
century later the northern cities attacked the various Arab maritime bases
nearby. Finally, in the eleventh century the Pisans and Genoese raided the
African coast itself, and forced terms of peace upon the Saracen leader,
among them the promise to refrain from further piracy. With this victory and
peace, made in 1087, control over the western Mediterranean passed from the
Arabs to the Italian cities.
The first period in the Italo-Arab relations ran
from 652 to 827. During these years the Arabs attacked and plundered the
south Italian cities and especially the nearby islands almost at will,
because the Byzantines and Italians were unable to maintain garrisons everywhere.
The attackers shifted their raids in accordance with the Italian defense and
preparedness. But they remained mere pirates, since their mainland and
maritime forces were occupied elsewhere. The Arabs, by force and diplomacy,
had to subdue the Berbers of North Africa; temporarily united with them, the
Arabs reached Gibraltar and easily crossed into Spain and advanced to the
Pyrenees. Not until the Arabs were stopped in 732 and driven from Gaul in
769, that is, not until they had been stopped in western Europe, did they
direct their main attacks upon mid-Europe, upon Italy and its neighboring
islands.
The earliest recorded Arab raid upon Sicily took
place in 652. A general of Muawiyah
I directed it, very likely from Syria, seemingly as part of a
determined campaign against Byzantine sea power. Syracuse felt the impact
most and lost much of its wealth and treasures and many of its citizens to
the plunderers. In 669 an Alexandrian fleet of two hundred ships pillaged
Sicily again. These two expeditions, originating in the eastern
Mediterranean, were possible because the Arabs had shattered Byzantine
eastern naval power in a series of battles between 649 and 655. Western
Byzantine naval strength suffered a disastrous defeat in 698, when the Arab
land and sea forces of Hassan
ibn-an-Nu'man captured Carthage. With its
capture the Arabs acquired another maritime base of operations and began
their control over the western Mediterranean. Both were of ominous
significance for Italy and the Italian cities.
Musa
ibn-Nusair, who became governor of North Africa
shortly after the capture of Carthage, recognized the possibilities and need
of maritime power. At Tunis he ordered the construction of harbor facilities
and shipyards, and eventually of a fleet of one hundred ships. Nearby Italy
soon felt the results of his activities. In 700 the Arabs took over Pantelleria, in 704 they successfully plundered western
Sicily, and in 705 they attacked Syracuse, but lost ships and men in a storm.
Elsewhere, the first Arab raid upon Sardinia took place in 711 and upon
Corsica in 713, and both islands were soon controlled by Arab forces. Again
in 720 Arab raiders touched upon Sicily and in almost every year between 727
and 734; negotiations were undertaken and a truce was signed in 728, but the
truce did not prevent the raids of 18o ships in the next year. In 740 the
Syracusans preferred to pay tribute to the attackers to avoid a greater loss
of property and life. Not till 733 and 734 did the Arabs meet with resistance
from Byzantine naval forces, and in 752 and 753 Byzantine ships and defenses
again held off the Arabs, this time seemingly intent upon conquest rather
than upon plunder. Thereafter, for about fifty years the Italians enjoyed a
respite from Arab attacks. When the military successes and advances in Gaul
stopped, and as the control of the eastern caliphs lessened, civil wars in
North Africa broke out; through them strong-armed Berber and Arab leaders set
up independent states in Spain and North Africa. Among these the Aghlabid
state around Kairawan, the Idrisid state centered in Morocco, and Umaiyad Spain
initiated and carried out raids and campaigns against Italy. When the
Aghlabids began in earnest their conquest of Sicily in 827, the Italians
realized that a new period in their relations with the Arabs had arisen.
The second period in the Italo-Arab relations,
roughly covering the ninth century, was a disastrous period for the south
Italian cities. The dukes of these cities fought one another instead of
offering a united defense against the Saracens, and quite often in their
inter-municipal rivalries they called in the common enemy. In their ambition
for power and hope of independence they limited and curtailed the power and
forces of old Byzantium in the east, of the new Carolingian empire in the
west, and of the Roman papacy, none of which was capable of defeating the
Saracens single-handedly. On the other hand, the various Arab groups, even
though disunited, were strong enough individually to establish settlements
because of the inadequate Christian forces. As a result, all south Italy,
cities and country alike, suffered from Arab plunder and occupation. Not
until the end of the period, when the two empires had already obtained
partial successes and when the papacy offered vigorous leadership, did the
south Italian cities make common cause with them, to Garigliano river.
The century began auspiciously. In 805 Ibrahim
ibn-al-Aghiab, the emir at Kairawan,
signed a ten-year truce and trade agreement with Constantine, the patrician
of Sicily; the emir needed his forces and strength to consolidate his
holdings in Africa, and he hoped that this arrangement might serve to curb
the ambitions of the Spanish Umaiyads and the
western Ithisids. In Europe Charlemagne fitted out
an Aquitanian and an Italian fleet, partially built and manned by Italians,
to patrol the western Mediterranean. But as before, the truce proved
ineffective. On his side, the emir at Kairawan was
in no position to speak for the other Saracens beyond his state, and
Constantine could hardly control the actions and plans of the Byzantine
emperor, of Charlemagne, and of the pope. Charlemagne's son, king Pepin of
Italy, and his constable Burchard had minor successes, but failed to wrest
Corsica from the Arabs in campaigns between 806 and 810. In one of these, in
806, Hadumarus, the first Frankish count of Genoa,
lost his life. Both Corsica and Sardinia remained under Arab control. The Aghlabids
directed other assaults upon Lampedusa, off the African coast, and upon Ponza and Ischia, off the Italian shore near Naples, all
in 812. A Byzantine fleet under the patrician Gregory, refused aid by Naples,
but helped by Gaeta and Amalfi, eventually defeated the attackers, and
another truce was arranged in the next year. But while the Aghlabids were
curbed, Umaiyads from Spain swept over the
Tyrrhenian Sea and plundered Nice, Civita Vecchia,
Corsica, and Sardinia, despite the defensive measures of Charlemagne and pope
Leo III.
In 827 the Aghlabid conquest of Sicily began in earnest; it was not complete till 902. Ziyadat-Allah I, the third emir of Kairawan, felt himself strong enough to undertake an expedition of expansion, similar to the one into Spain a century before. Like that one, too, the Sicilian expedition was prompted by civil war and by a traitorous appeal for help by Euphemius, the Byzantine leader, who had set himself up as emperor. For Arab help and recognition of his imperial position in Sicily Euphemius agreed to accept the emir as his titular overlord and to pay a tribute consonant with that relationship. After considerable debate the Arab leader agreed to help, but the size of the Arab force indicated that the Arabs had plans quite different from those of Euphemius. A fleet of seventy or one hundred ships carried 10,000 foot-soldiers and seven hundred horsemen from Susa in Tunisia to Mazara in western Sicily, not merely to plunder and return, nor to help a usurper, but to conquer and remain. The Saracens defeated the outnumbered but heroic Byzantine garrisons, disregarded Euphemius and his troops, and moved inward and eastward, toward Syracuse. That all-important city the Arabs besieged by land
and sea for over a year; not until famine and pestilence had decimated some
of their forces, and a Byzantine-Venetian fleet threatened the rest, did they
raise the siege. They burned their own ships and fled into the interior;
driven from Mineo and Enna and abandoning
Agrigento, they returned to Mazara, their starting point two years before.
Spanish Arabs, who unexpectedly appeared for purposes of plunder, supported
the retreating Aghlabids, renewed the attack, and plundered as far as Minco,
but then retreated to Mazara, whence they sailed to Spain. At the same time,
in 828, a Frankish fleet under count
Boniface of Tuscany cleared the waters around Corsica and Sardinia
and successfully plundered the African coast between Utica and Carthage.
Byzantine land and sea forces, aided by the Venetians, had frustrated for the
moment the Arab conquest of the island.
The second effort at conquest, however, succeeded
and eventually led to the occupation of the entire island. In 830 an African
fleet of three hundred ships and some Spanish squadrons attacked and
besieged Palermo, the second city on the island. After a year the
strategic port fell to the besiegers, for whom it became the base of
operations against the rest of the island and, more significantly, against
the mainland. In spite of active Byzantine resistance and occasional
successes the Arabs consolidated and increased their holdings. They took a
decade to drive out stubborn garrisons and to capture strongholds; by 840
they controlled western Sicily and could turn to other parts of the island.
In 843 they captured Messina after a long siege and a surprise land
attack; with its capture they controlled the Strait of Messina and so could
prevent the entrance of Byzantine naval forces into western waters. Actually,
they were assisted by the Neapolitans, on whose behalf they had intervened
against duke Sikard of Benevento, when the latter had laid
siege to their city in 837. Not only political, but economic considerations,
too, prompted the Christians of Naples to aid the enemy, for only in friendly
alliance with the Arabs were they able to carry on their commerce since the
eastern Mediterranean was already closed to them, by other Arabs and by the
Venetians.
With Palermo and Messina in hand, the Arabs turned
to the southeastern part of the island, especially toward Syracuse.
They easily overran the countryside, and from its plunder and enslaved
inhabitants they lived, but much more slowly did they conquer the fortified
cities. But by constant attack, through devastation of the countryside, aided
by starvation and plague, and on occasion by treachery, they took the cities
that guarded the approaches to the all-important port. Modica fell in 845, Lentini in 847, and Ragusa in
848. Stubborn Enna in central Sicily was given to them by treachery in 859.
The sea
outpost Malta was captured in 870. Syracuse itself fell in 878 after
a heroic nine-month defense against Saracen land and sea forces. One
Byzantine fleet was defeated and partially captured during the period, and
another was awaiting favorable winds in Greece when the siege ended. In
902 Taormina,
the last Byzantine stronghold on the island, fell to the Saracens. Here no
heroic defense could be made, because the Byzantine admiral Eustace was in
conspiracy with the enemy. The Arab conquest of Sicily was complete.
Even before the Arabs had acquired that island base,
they had attacked the Italian cities on the mainland. Neither the measures of
the Byzantine and Carolingian empires nor the appeals and plans of the Roman
popes were sufficient to forestall Saracen plunder and settlement, while the
inter-municipal rivalries and the constant strife between the coastal cities
and the dukes of Benevento often were opportune for just such activities of
the enemy.
The Arabs first appeared on the Italian mainland in
837, when the Napolitans begged them for help against the ambitious duke Sikard of Benevento, who was besieging their city. For
the Napolitans it was an act of desperation, since their earlier appeals to
Louis the Pious and other Christians remained unanswered. But the Arabs came,
lifted the siege of the angry duke, plundered his own lands, and signed a
treaty of friendship and trade with Naples. The latter reciprocated by aiding
the Saracens at Messina in 842-843. But the friendship did not restrain the
Arabs from occupying the islands of Ponta and Ischia and Cape Miseno on the
mainland. Arab ships threatened the coastal shipping, and their land forces
plundered the countryside. The new duke at Naples, Sergius I, repudiated the earlier policy and initiated an alliance with Gaeta,
Amalfi, and Sorrento in 845; these cities fitted out ships to protect the
Campanian shores and already in 846 duke Sergius broke up an Arab siege of his own city and led this fleet to victory over the
Arabs off Point Licosa. In 846, too, Rome was
visited by an Arab force of 73 ships. In spite of the walls rebuilt at the
request of pope Gregory IV and the repeated warnings of the imminent attack,
Ostia and Porto were overrun, and at Rome the basilica of St. Peter and the
cathedral of St. Paul, on the right bank of the Tiber and outside the
city-walls, were plundered. The Romans themselves and the small Frankish
garrison were unable to stop the enemy, while the land forces of Louis II and
the naval forces from the cities arrived too late to prevent the incursion.
However, when the Saracens, already laden with Roman treasures, laid siege to
Gaeta, they were stopped by allied fleets from Gaeta, Naples, and Amalfi.
They were allowed to depart peaceably, only to be destroyed by storm; they
lost their ships and their stolen treasures, but they retained their bases
for further attack.
At Rome pope Leo IV wisely began the refortification
of the city. The old walls and towers, partially destroyed in 846, were
rebuilt and others were added, and the Porta Portuensis was constructed to guard and close the Tiber in case of another sea attack.
All the Vatican area in which St. Peter's stood was walled in, to become the
Civitas Leonina. The costs of construction were
borne by the church and individual monasteries, by the nobles and citizens of
Rome, and by the people of the Frankish empire, in which the emperor Lothair ordered a general subscription for the purpose.
Leo IV also provided fortified places of refuge for Corsicans and others at Lorto and Leopoli, and at Orte and Ameria in interior
Tuscany. Before the defenses were finished, however, the Saracens appeared.
In 849 a large Saracen fleet assembled off the Sardinian coast and then
sailed toward Ostia. The south Italian cities recognized the common threat
and Caesarius, son of duke Sergius I of Naples, led
a fleet from Naples, Gaeta, and Amalfi northward. Received with caution by
the Romans, then hailed with joy, the fleet was blessed by pope Leo IV before
giving battle to the enemy. During the battle a storm destroyed most of the
enemy ships; many survivors were hanged, and others were put to work on the
walls and towers. Of the Italian fleet little is known, but at least it had
waylaid the Saracens until the storm approached. In the same year the
Saracens also raided the Italian coast from Luni to
Provence.
The Saracens were also active in the Adriatic and in
southeast Italy, and here as on the other side of the peninsula they were
aided by the differences among the Italians. In 838 they occupied Brindisi
and ravaged the area about, but were driven out of the burnt-out city by duke Sikard of Benevento. In 840 his successor settled
down in these southern bases, while others, some in compliance with the
orders of Radelgis of Benevento, some in defiance
of him, moved into the interior. Saracen bands plundered from Cannae to Capua
and moved northward. Duke Siconolf of Salerno also
called upon the Saracens of Taranto to join him against Radelgis and the Saracens at Bari. The rivalry of the two men brought the Saracen
peril to all south-central Italy. Under the circumstances king Louis II, pope
Leo IV at Rome, the doge Peter of Venice, and duke Sergius of Naples in 847 took a hand against the two dukes and the Saracen danger
which the ducal rivalry had encouraged. The two dukes were forced to agree to
a truce and to join the drive against the Saracens. An imperial force
defeated and drove one Saracen group back to Bari, but it could not take the
city; another force defeated the Saracens who were in the employ of Radelgis at Benevento. Unfortunately, the Arabs still
maintained their control over Bari and Taranto, in which they strengthened the walls and
towers, and over the southern provinces of the peninsula. In these areas
other Arabs settled to give protection to the coastal bases. From them the
Saracens repeatedly raided the interior and threatened Monte Cassino and San Vincenzo. King Louis, called in by the monasteries in
852, again failed before the walled cities. Within the same decade the
threatened monasteries bought off other Saracen bands, and cities like Naples
and Capua were plundered, all the duchy of Benevento was overrun, and most of Campania also, As
long as the Saracens held their naval bases, they remained a threat, since
neither the imperial nor the ducal forces were willing or able to drive them
out
Finally, in 866 Louis II now emperor, heeded the
persistent pleas of Benevento and Capua. He recruited large forces in north
and central Italy and compelled the south Italian dukes and cities to abandon
their local rivalries and to join him in a full-scale campaign against the
Saracens at Bari. He carried out a methodical, but often interrupted, plan of
attrition against the enemy by destroying or occupying the fortress towns in
the approaches to the naval base. Canosa, Venosa, and Matera were occupied, but
again he could not take Bari because of the lack of sea power. In 868 a large
Byzantine fleet did appear before the city, but then the imperial land forces
were inadequate and the four hundred Byzantine ships sailed back to Corinth when negotiations for the marriage between
Louis's daughter and Basil I's son failed to reach a satisfactory conclusion.
A Venetian force, however, crippled a Saracen fleet off the port of Taranto
in 867. The emperor also had to protect his land forces against attack from
the rear by those Saracens who were coming into Italy through Naples, since
there duke Sergius II, in order to maintain his
independence of the emperor, had aligned himself with the enemy. However, the
emperor was fortunate in having the active support of Venice and the
Dalmatian towns. While their naval forces blockaded the port, he attacked the
city on the land side. After four years of intermittent warfare the emperor
successfully concluded the campaign by taking Bari in 871. It was a decisive
blow to the Arabs and initiated the gradual lessening of their power on the
mainland. But the leadership and success of the emperor Louis were repaid
with treachery. Sergius of Naples, Waifar of Salerno, Lambert of Spoleto, and Adelchis of Benevento conspired against him, their
henchmen ambushed him, and they held him prisoner till he swore never to
return to southern Italy. In that way they hoped to maintain their
independence of imperial sovereignty. But when a force of 30,000 African
Saracens threatened Salerno it was another story. In 872 the traitors again
welcomed the imperial forces, which drove out the Saracens and raised the
siege of Salerno.
But the Saracen threat continued, and the Christian
defense deteriorated in the last decades of the century, before the final
decisive battle. The death of the emperor Louis II introduced civil war among
the claimants to the imperial throne, and the eventual winner, Charles the
Bald, could have little interest in southern Italy when his authority was
questioned and his own Gallic domains were threatened. In southern Italy
itself the cities and their dukes fought one another as before, made
commercial and military agreements with the Saracens instead of presenting a
united front, and so permitted the enemy to regain the initiative. In the
Adriatic Saracens, possibly from Crete, in 887 ravaged the Dalmatian coast, especially the island of
Brazza, and appeared before Grad and burned out Comacchio in 875, but Venetian squadrons maintained their supremacy there, even though
limited by the Saracen occupation of Sicily and Crete. On land, only the
revived Byzantine authority at Bari stopped the ravages in southeast Italy
and in 880 a Byzantine force regained Taranto.
But these successes were neutralized by setbacks on
the west coast. There, fear of the revived Byzantine power, hope of avoiding
Saracen plunder, and expectation of commerce with Sicily prompted the Italian
cities again to align themselves with the Moslems. Naples, Gaeta, Salerno,
Capua, even Amalfi, joined with the Saracens to raid the Roman littoral in
876 and 877; Naples served as the base of Saracen operations. Pope John VIII
was unable to prevent the spoliation of monastic lands and the capture of
monks and nuns. Since he could not obtain aid from Charles the Bald, he was
dependent upon the south Italian cities, who already had made common cause
with the enemy, and upon Byzantium with which he was in conflict over the
status of the patriarch Photius. Eventually, by threat and cajolery, by
promise and gift, by negotiation to have the hated Byzantines patrol the
Tyrrhenian Sea, he momentarily detached the cities from their Saracen
alliance, but they returned to it when it served their interests. Amalfi
agreed to protect the Roman coast against attack, but withdrew when the
promised papal subsidy was not completely paid. Thus in 878 pope John VIII
had to buy off the Saracens. To his dismay, the Amalfitans not only refused
to return the 10,000 mancitsi already
paid to them, but they formed an alliance with the Saracens. A proposal for
combined action by Salerno, Benevento, and the Byzantine forces, which had
already gained control over Calabria, also was nullified by the petty rivalry
between the two cities over Capua after the death of its duke in 879. The
cities and duchies of southern Italy refused to form a common anti-Saracen
front under papal auspices; they cooperated with the Byzantines and aligned
themselves with the Saracens in accordance with their individual ambitions and
needs. As a result of this policy, the abbeys of San Vincenzo on the Volturno and the more famous Monte Cassino were burned
and destroyed around 883, the abbey of Farfa was
besieged in 890, and Subiaco was also destroyed. The Arabs entrenched
themselves firmly and comfortably along the Garigliano river at Trajetto and, more closely to Rome, at Ciciliano and Saracinesco; from
these bases they plundered at will. Finally, pope John X succeeded in
organizing a successful campaign against them. He won over the Byzantines,
some of the south Italian princes, and even cities like Naples, Gaeta, Capua,
and Salerno. At the Garigliano river, in 915, this
alliance — and pope John was on the field — defeated the last remaining Arab
force on the Italian mainland; even in this battle the princely leaders of
Naples and Gaeta connived to help the enemy escape. It was of no use; the
Saracens were hunted down; and the period of Arab occupation in Italy was
over.
In the final period of these relations, the chief,
although not the exclusive, activity came from the northern cities of the
peninsula. Like those of the south, they at first suffered from Arab attacks,
but unlike those of the south they never formed alliances with them and very
quickly took the offensive against them. To Genoa and Pisa falls the honor of
having done most to clear the western Mediterranean of the Arab menace.
From Sicily and from Africa the Arabs harassed the
southern cities after the events of 915. Taking Reggio in 918, the Arabs
overran Calabria and sold many inhabitants into slavery in Sicily and Africa.
They easily overcame the Byzantine resistance and laid siege to Naples. By
continued threats and assaults upon Christian shipping they extorted tribute
from the coastal cities, and when the latter refused to pay, they attacked
them as well. Such was the case in 1016-1017 when Salerno was besieged and
occupied, only to free itself with the aid of pilgrims returning from
Jerusalem. In the southeast both Taranto and Bari suffered from similar
assaults in 1002. Bari was saved by the timely aid of a Venetian fleet which
came to the aid of the Byzantine forces. In a three-day battle the Venetians
won a brilliant victory to enhance their own prestige and the standing of the
doge Orseolo II. But smaller raids always took
place and shipping was never secure.
In the tenth century the northern littoral also felt
the fury of the Arab bands. Here around 888 Spanish Arabs established
themselves at La Garde-Freinet (Fraxinetum)
in Provence, in an almost impregnable position. On land they very soon
controlled the Alpine passes and so endangered, and at times stopped
altogether, the course of pilgrims and merchants between the west and Italy.
They destroyed the abbey of Novalesa in 906 and
plundered Aix-en-Provence around 935. In 931 a Byzantine fleet and Provençal
land forces attacked, but did not eliminate, the base; and a more successful
attack in 942 was partially nullified by king Hugh of Italy, who made a
separate peace with the Arabs on their promise to hold the Swabian passes
against Berengar of Ivrea. In 972 the Arabs finally overreached themselves by
capturing the revered abbot of Cluny, St. Maiolus,
and fellow pilgrims in the Great St. Bernard Pass. The cluniacs raised the enormous ransom demanded by the Arabs, but the count of Provence
and Ardoin of Turin united to clear the enemy out of the passes and La Garde-Freinet.
Genoa and Pisa also suffered from various Arab
fleets. In 934 and 935 the whole area between Genoa
and Pisa suffered from attacks originating in Africa. Genoa
especially was subjected to massacre, many women and children were enslaved,
and many of the treasures of the city and churches were robbed. But Pisa
suffered on several other occasions, in 1004, 1011…. In 1015 Spanish Arabs
from Denia and the Baleares occupied Sardinia and
raided the coast between Genoa and Pisa. From their many bases the Arabs
easily controlled the western waters and so limited the economic life of the
north Italian cities. In the previous period the coastal cities had suffered,
to be sure, but the Saracens, once in control of or in alliance with these
cities, were more active in the country and against the monastic centers. In
this period, the country was relatively safe, but the coastal cities suffered
most because their all-important commerce was being ruined, for they were the
special targets of the Arab raiders, and their ships were the special goal of
the Arab pirates.
That threat convinced the two northern communes that
more than mere defensive measures were necessary. In the eleventh century
Pisa and Genoa took the offensive, at times in joint enterprises, at times
singly, to make the Tyrrhenian Sea and, if possible, the western
Mediterranean safe for Christian merchants and ships. Pisa carried out a
small raid of vengeance against Reggio and united with the Genoese in the
larger expedition against the new Arab settlements on Sardinia. In 1015 the fleets of the two cities,
encouraged by pope Benedict VIII, finally drove the Arabs from the island and
the Pisans occupied it; al-Mujahid barely escaped, leaving wife and sons in
the hands of the Italians. Several years later, in 1034, the Pisans, and
possibly also the Genoese and Provençals, carried
the offensive to Bona, the Saracen base in North Africa; the captured booty
they gave to the monastery of Cluny. In 1062 or 1063 the Pisans forced their
way into the harbor of Palermo and destroyed the Saracen arsenal, burned five
merchantmen, and used the booty from a sixth to start construction of their
duomo, Santa Maria Maggiore. In 1087 a combined force of Italian cities again
carried the attack to an African base, this time against Mandia.
From this base, Saracen pirates had plundered and captured Italian ships and
merchants. Therefore pope Victor III found it easy to persuade the victims,
Pisans, Genoese, Romans, and Amalfitans, to send a force of three to four
hundred ships arid 30,000 men against such an enemy; the expedition served
under the papal legate, bishop Benedict of Modena. The assault was
tremendously successful, even though Tamim had warning of the threat. The
Italians captured all of Zawilah, a merchant
suburb, and almost all of Mandia itself before
Tamim asked for terms of surrender. He paid out, according to various Arab
sources, 90,000 to 100,000 dinars of gold and granted to the Pisan and
Genoese merchants free access to Mandia and the
area under his jurisdiction. In addition he freed his Christian prisoners and
promised to stop piratical raids. The incidental plunder in gold, silver,
silks, and vessels was extraordinary, and with it the Pisans and the Genoese
began the construction of their churches dedicated to St. Sixtus, on whose
feast day (August 6) the victory was gained!
In the Pisan annals of Bernardo Maragone the next reference is to the call of pope Urban II and to the Pisan
participation in the First Crusade. It is not surprising. The Italian cities
had fought and defeated the Arabs in the western Mediterranean, often upon
the request of the Roman popes and under the leadership of papal legates.
They had carried the battle to the Arab bases in Africa, Spain, and the
Mediterranean islands, and in the last great campaign of 1087 they had won
commercial rights and privileges. For them participation in the First Crusade
was natural.
C.The
Norman Conquest of Sicily
Although the Norman conquest of Sicily was probably
the greatest triumph of Christians over Moslems in the eleventh century, it
is hardly exact to describe it as a duel between Cross and Crescent. Count
Roger invaded the island for the same reasons which had spurred the
Vaudeville brothers to many wars against Christians, including the pope and
both the eastern and the western emperor. "He was always eager to
acquire," as his official historian and apologist, friar Geoffrey Malaterra, candidly states. He began the war as the ally
of one of the rival emirs of Sicily, employed Moslem as well as Christian Calabrese
auxiliaries as early as the first year of the war, and throughout
the war displayed toward Moslem, Greek, and Latin adversaries alike that
peculiar admixture of cruelty and moderation, cunning and
straightforwardness, avarice and generosity which was the secret of the
stunning Norman successes. His conduct and that of his followers definitely
disproves the rationalizations of ecclesiastical chroniclers who extolled the
Normans as ardent champions of the faith. Obviously it was good politics to make
capital of the difference of religion and to favor Latin Catholicism whenever
it brought dividends. Inasmuch as the Normans were Catholic, closer
identification of their interests with those of the Roman church in the long
ran became unavoidable, but we must not confuse a by-product with an original
cause. The process was opposite to that of the crusades: the religious
motivation was not a prime incentive gradually pushed into the background by
material incentives, but a thin cloak for material appetites which very
slowly grew into a sincere sentiment.
Regardless of religious considerations, Sicily was a
better prize than any of the other lands which the Normans had previously
attacked. The island had not suffered as terribly as the Italian mainland
from the wars among Goths, Byzantines, and Lombards, and it had never been
severed from the cultural and economic community of the eastern world, which
throughout the early Middle Ages was vastly superior to the barbarian west.
Therefore it was easy for the Moslems to build a better structure upon solid
Byzantine foundations. They lightened somewhat the heavy burden of Byzantine
taxation, and they split many latifundia into small estates intensively
cultivated by tenants and peasant proprietors. Agriculture remained by far
the largest source of wealth, and grain continued to be the main crop, but
commerce received a new impulse from the inclusion of Sicily in the immense
economic commonwealth of Islam, and agricultural production was enhanced by
the introduction of new methods and new plants. Industry does not seem to
have progressed to the same extent. There were thriving craftsmen who
supplied fine wares for the leisure class in the towns and catered to the
humbler needs of the peasants, but one type of cloth is the only manufactured
product mentioned as a Sicilian export in the sources before the Norman
period. Moslem writers, on the other hand, stress the wealth of metals and
other minerals, one of which was a valuable export. More important was the
bilateral staple trade with nearby North Africa, which sent oil in exchange
for Sicilian grain. Of the new plants which the Moslems introduced, cotton,
sugar cane, and date palms were probably unsuited to the climate and gave
small rewards for great efforts. Their culture has now disappeared. Hard
wheat, sorghum, and bitter oranges (from which the sweet orange later
developed) were durable acquisitions. Still more significant was the progress
of market gardening. A supercilious visitor from the east deplored the heavy
production and consumption of onions, which, in his opinion, depressed the
intelligence and paralyzed the imagination of the inhabitants. We are not
afraid of onions and we delight in spinach, melons, and other vegetables
which Sicily transmitted from the Moslem to our world. It is worth noting
that Arabic treatises on agriculture cite as a model the Sicilian
horticultural methods and praise the skill of the Sicilians in growing cotton
in inferior soils.
It is impossible to decide what share of the credit
for this economic progress should be given the native Christian population
and what was owing to the newcomers, nor is it possible to determine the
proportions of Christians and Moslems in the agricultural population. We know
that the Roman covered various layers of Greek colonists, North African
Semites, and other immigrants besides the older Sicilian peoples. The Germans
left small traces in the ethnic structure of the country, but the Byzantine
period brought greater changes. The Slavic invasion of Greece toward the end
of the sixth century, the Moslem conquest of North Africa during the seventh,
and probably many of the other military, political, and religious commotions
of the Byzantine empire drove to Sicily large numbers of refugees, who
founded new villages and restored to cultivation stretches of deserted land.
This, and the influence of the Byzantine government, partly offset centuries
of Romanization and caused Greek rites and culture to reemerge. Then came
several waves of Moslem invaders, chiefly Arabs and Berbers from North
Africa, but also adventurers from Spain and the east, with a sprinkling of
negroes and Slavs. The flow of immigration continued throughout the tenth
century. As late as 1005 a famine in Africa drove hungry crowds off to
Sicily; in 1018 and 1019 many heretics found shelter in the island.
Conversions also swelled the Moslem element, especially in the western and
southern provinces; in eastern Sicily, which was conquered last, the
overwhelming superiority of Greek Christians was never shaken and there was a
strong Latin minority. Judging from very meager sources, differences between
Moslems and "infidels" were sharp only at the extremes. The
aristocracy of fighters who lived on stipends was exclusively Moslem; the
slaves were unconverted descendants of Byzantine slaves, unransomed Christian war prisoners, and strangers imported by slave merchants. The
rustic masses consisted of hard-working tenants, often bound to the land, and
of small proprietors who paid heavy taxes and were too busy making a living
to be ardent supporters of any faith or party. The infrequency of peasant
revolts even in times of civil war and invasion shows that their lot was not
unbearable, and that they were resigned to it. We catch glimpses of their
feelings in the account of a chronicler which shows the Christians of Val
Demone as bringing "gifts" to count Roger while assuring the Moslem
authorities that they had been forced to do so. During World War II there
were Sicilian farmers who, caught between two armies, endeavored to escape
punishment by similar acrobatics.
Leadership rested with the military, civil, and
commercial upper class in the towns. Palermo, long the capital of the
provincial governors sent from Africa and then that of the virtually
independent Kaibid emirs, was now ruled by its own
assembly of notables where Arabs of old noble stock held first place. It was
the religious metropolis of both the Moslems and the Christians, one of the
largest cities in the Moslem world, and larger than any Christian town except
Constantinople. Hundreds of school teachers, lawyers, scholars, and poets
made it one of the greatest intellectual centers in the world. It was a port
of the first rank, an active center of ship-building and other crafts, and
the residence of wealthy Jewish, Moslem, and Christian businessmen. Its
stately buildings of stone, marble, and bricks sprawled from the old
fortified center to many new suburbs brightened by gardens and fountains.
Along the sea shore were the quarters of voluntary warriors for the faith
—those fierce ghazis who caused al-Maqdisi, the
great Palestinian geographer, to extol "Sicily, the fertile island whose
people never tire of fighting the holy war." Farther south the inland
town of Agrigento was a capital of peasants and the moral center of the
Berbers, who often rose against the more refined and cosmopolitan but more
relaxed Arab aristocracy of the north. Not far from it Enna, in a dominant
position on a mountain top, was now the residence of Ibn-al-Hauws, the strongest of the petty emirs who had gained
control of the country after the collapse of the Kalbid monarchy, His brother-in-law and rival, Ibn-at-Tumnah,
from Catania endeavored to extend his rule all along the eastern coast. Here
Syracuse, the former Byzantine capital, and Messina were slowly recovering
after their last-ditch fight against the invaders; the Christian population
had lost its autonomy, but it shared with the Moslem minority the benefits of
a fairly enlightened and progressive economic and administrative regime.
There were many other thriving towns.
Yet this proud, brilliant civilization bore the
germs of a disease which delivered it into the hands of an adventurer of
genius. If we are to believe the poisoned pen of the arab writer in the late tenth century, already the ghazis of Sicily were nothing
but "evildoers, rebels, rabble of many nations, panderers, contemptible
men"; the teachers in Palermo were incompetent hypocrites who had
embraced their profession to dodge military service; as for the other
classes, here is how he summed up the state of Islam in the Mediterranean:
"The Romans are attacking the Moslems, who find nobody to help them ....
Our proud, greedy princes cowardly bow before the enemy; men of learning
forget God and future life to do their pleasure; the wicked merchants neglect
no opportunity of illicit profit; the bigots sail with every wind that
blows". This indictment is of course exaggerated. It was not the
lukewarmness of Islam but the recovery of Christian peoples that gradually
turned the tide in the Mediterranean. The bands of holy warriors, like those
of the crusaders, included many desperadoes, but they fought bravely; as late
as 1035 many were killed while raiding Italy and Greece, and others were to
show their gallantry in the fight against the Normans. What especially undermined
Sicily was the chronic anarchy of Moslem society, which could be overcome for
the sake of gaining a specific objective, but which reemerged soon after
victory, as Ibn-Khaldun, the greatest historian of the Middle Ages, has so
incisively stated. Neither the African who wrested Sicily from the Byzantines
nor the Sicilian Kalbids who ruled it afterwards
exceeded the one hundred and twenty years which Ibn--Khaldun regarded as the
normal life span of a dynasty. In the early eleventh century rival Moslem factions
called to their help respectively the Byzantines from southern Italy and the Zirids from North Africa. The former, led by George Maniaces, conquered the eastern part of the island; the
latter swept through the rest of the country. The Sicilians had already
repented of their rash appeals when fortune rid them of both invading armies.
Court intrigues and more pressing wars led to the recall of Maniaces and his troops; the disastrous invasion of nomad
tribes from the desert crippled the Zirids in North
Africa and precipitated the departure of their armies. Sicily, left to
itself, relapsed into anarchy. Its weakness whetted the appetite of the
Normans, who were in the process of conquering the Byzantine and Lombard
possessions of the Italian mainland. As early as 1059 Robert Guiscard styled
himself "by the grace of God and St. Peter duke of Apulia and Calabria
and, with their help, hereafter of Sicily". In 1061 Ibn-at-Tumnah invited Robert's brother and vassal, count Roger
of Calabria, to help him fight Ibn-al-Hawas. He did
not talk to deaf ears.
Inasmuch as the Zirids soon afterwards sent new contingents to Sicily, the struggle superficially
recalled that of 1038-1042, when a duel between Christian and African
"allies" overshadowed the strife of local factions but for a short
time. Further progress of the nomads, however, had now cut so deeply into the
Drill state that this was no longer capable of a sustained effort. Both the
assets and the liabilities of the Normans also were different from those of Maniaces. Count Roger was at the same time a ruler and a
general, perhaps a greater general than the able Maniaces and certainly a better statesman than any Byzantine emperor after Basil II.
Though operations on the Italian mainland sometimes distracted him from the
Sicilian campaign, he did not have to worry about distant wars in Asia. His
financial resources, however, were far slimmer than those of the Byzantine
treasury, his land army was small, and for a long time he had no fleet of his
own. At the beginning of his career he had not been above stealing horses and
robbing peaceful merchants. He soon learned how to make war by plundering
enemy territory and levying high taxes on his own, so that his solvency
steadily increased, but the Norman avarice in Sicily as in Italy bred much
hatred and alienated populations whose friendliness would have been valuable.
So did the atrocities which sullied the Norman campaigns especially during
the first years. Their only moral justification, if there was any, was that which
a beaten enemy, Ibn-Hamdis, invoked for earlier
Moslem atrocities: "It was not cruelty, but [the self-defense] of the
few who were surrounded by the many."
As a matter of fact, count Roger had at his disposal
only a few hundred or, at the most, a few thousand Norman knights with
perhaps three times as many armed valets —some of the knights, not including
Roger's own son, proved trustworthy for the whole duration of the war —
besides auxiliary forces from his county of Calabria, some intermittent and
interested help from his brother, duke Robert Guiscard, and any other
Christian or Moslem reinforcements which he might be able and willing to
obtain through alliance. The number of non-Norman fighters and the part which
they played is not easily assessed, because the only detailed accounts come
from two Norman friars, Geoffrey Malaterra and Aime of Monte Cassino, who did not like to squander
credit outside their own nation. It is evident that what naval activity was
displayed must be ascribed to Italian auxiliaries since the Normans in Sicily
were land troops. There are indications that auxiliaries and perhaps a
Sicilian fifth column were at times useful in the battlefield and in the
rear, but the Normans undoubtedly bore the brunt of the fight. They were splendid
soldiers, probably the best in their time. Their exploits in France, in
England, in Spain, in Italy, in the Byzantine empire filled the Norman
chronicles, deeply impressed the conquered peoples, and were magnified in
heroic literature. Actually the Normans were much like the ideal of the sagas
and chansons — they were adventurous, fearless, unruly, insatiable,
exceedingly gallant to willing and unwilling ladies of any social class,
indiscriminately hard on unwarlike peasants and bourgeois of any nation, and
frequently very devoted to Christ if not to his commandments. A handful of
Normans, including two of Roger's elder brothers, already had assisted Maniaces in smiting Saracens and scorching the country,
but their part had been far less important than certain sagas and chronicles
represented it. Now a larger, if still fairly small, number were under the
command of a ruthless and extremely gifted man of their own race. They
outmatched their Moslem counterparts, the ghazis, and overpowered large
militias of less martial men fighting for home and liberty. Though the
numbers of their adversaries have been multiplied by the same chroniclers who
passed by their allies, the very duration of the struggle — thirty years —
shows that victory went not to the larger but to the braver army.
The background of the Sicilian campaign is more
interesting than the campaign itself. The war was important for its results,
not for its methods; there were innumerable skirmishes, raids, and
counter-raids, but few battles, only one memorable siege, and no new weapons
or tactics that had not been widely used elsewhere. Even before receiving the
invitation of Ibn-at-Tumnah, Roger had carried out
an exploratory raid across the Strait of Messina, which was unsuccessful but
may have been instrumental in gaining the invitation. A second raid with the
armed support of Ibn-at-Tumnah was equally
unsuccessful; the Normans were driven back to the coast and feared total
destruction as a storm prevented them from recrossing the Strait. Happily Roger,
as the chroniclers tell us, calmed the waters by dedicating what booty he had
taken to the reconstruction of a church in Calabria. Finally, in 1061, more
careful preparation, shrewder strategy, and the personal intervention of
Robert Guiscard enabled a larger number of Normans to dodge the fleet which
Ibn-al-Hawas had sent to blockade the Strait,
capture Messina, obtain the submission of Rametta,
and reconquer for Ibn-at-Tumnah a large part of the
northeastern region. The count and the emir did not succeed in capturing
Enna, the fortress capital of Ibn-al-Hawas, but
Palermo made overtures to embrace the party of the winners. So far the
Normans had acted as allies of a Moslem emir, but this had not prevented them
from killing or enslaving the Moslem inhabitants of Messina, nor had the
friendly attitude of the Christian farmers restrained the undisciplined
heroes from looting and raping. As a reward for their intervention they
retained Messina and a few other places —probably by agreement with Ibn-at-Tumnah — and thus they secured a bridgehead across the
narrow Strait, which even their small naval force could easily control.
Meanwhile some Sicilian refugees easily persuaded the Zirid emir — the same al-Muyizz who twenty years earlier
had intervened against Maniaces — to send a
powerful fleet to the relief of their party. But a storm scattered the ships;
those who were not drowned went back to Africa, where the nomads and other
rebels intensified their attacks against the old and discredited emir.
Then, in 1062 and 1063, the tide seemed to turn
against the Normans, who were saved only by their desperate bravery. Ibn-al-Tumnah was killed while fighting without their help and
his successors withdrew from the struggle; the Christian population was so
exasperated by their coreligionists that it made common cause with their
enemies; Roger and Robert, back in Calabria, had a bitter fight which nearly
wrecked their uneasy cooperation; Minim, the new Zirid ruler, sent to Sicily two of his sons with a fairly large army which crossed
over safely, gained control of the larger part of the island including
Palermo, and joined forces with Ibn-al-Hawas.
Robert had remained on the mainland. Roger, alone in a hostile country, was
almost besieged with a few hundred knights in the small town of Troina. But he broke out, made some successful raids, and
defeated near Cerami a Zirid-Sicilian
force which greatly outnumbered his troops. A chronicler, repeating and
embellishing what he may have heard from some imaginative veteran, states
that St. George took part in the battle, that one hundred and thirty-six
Norman knights crushed 50,00o enemies, killing 15,000 of them, and that Roger
sent four camels loaded with booty to pope Alexander II, who reciprocated
with a blessing and a standard. Subsequent events show that the combat
removed for the Normans the danger of being thrown back to the sea, but apart
from this it was of no great consequence. When, a few weeks later, a Pisan
fleet arrived at an eastern Sicilian port and invited Roger to take part in a
combined attack on Palermo — possibly in execution of plans which had been
made in agreement with Robert —Roger was unable to leave his corner around Troina. The Pisans alone broke into the port of Palermo
and captured some ships, but they did not dare to storm the city without some
help from land forces, and withdrew with the booty. The following year (1064)
Robert Guiscard brought fresh troops and together with Roger tried to take
Palermo by a land siege, but the attempt failed. Robert returned to the
mainland —according to Aline of Monte Cassino, he realized that without
"a multitude of ships" he could not stop the flow of supplies and
reinforcements — and Roger alone during the four years that followed could do
little to check the progress of the Zirid princes
in western and central Sicily.
Once again, as twenty years earlier, the African
allies became the masters of the Sicilian Moslems. Aiyub,
the elder of the Zirid princes, became virtually
the ruler of Agrigento, whose Berber inhabitants had a leaning towards
African men and customs. Ibn-al-Hawas was killed as
he endeavored to recover the town. His former followers and Palermo itself
proclaimed Aiyub their sovereign. Had Aiyub been able to obtain reinforcements from Africa and
to inflict a serious defeat upon the Normans, the fate of Sicily would have
anticipated that of Spain, where the African Almoravids came as allies,
defeated the Christians, and remained as conquerors. Tamim, however, had no
reserves to spare, and Roger in 1068 beat the army of Aiyub at Misilmeri. Then the population of Palermo, which
had forgotten how to obey, came to blows with the negro guard of the Zirids. Civil war broke out in the town and spread to
other regions. Before the end of 1069 the disheartened Zirid princes returned to Africa with their troops and with a large number of
Sicilians who read the writing on the wall and chose to follow them. One Ibn-Hammud, probably of a family which had given rulers to
Cordova and Malaga, became the lord of Enna and Agrigento; Palermo recovered
its liberty but for a short time. As a matter of fact, while Sicily was
returning to independence and particularism, Robert Guiscard with Roger's
assistance built up the sea power which he had lacked in 1064. He captured
Bari, next to Venice the greatest Adriatic seaport and trading center, and he
completed the conquest of the other maritime towns of Apulia.
Bari surrendered in April 1071 after a siege which
lasted more than three years. In July 1071 Robert and Roger, accompanied by a
brother of the Lombard prince of Salerno and by other barons, sailed to
Sicily in an armada of fifty-eight vessels manned by Apulian, Calabrese, and
Greek sailors. Their army included not only a substantial number of Norman
knights but also conscripts and volunteers from southern, Italy and perhaps
other regions. The Normans inaugurated their campaign by entering the port of
Catania as allies — the heirs of Ibn-at-Turnnah while desisting from active operations had remained friendly — and
treacherously occupying the town as conquerors. Then they laid siege to
Palermo by land and sea. The town resisted for several months, and it
received some naval help from Africa, but famine and discord slowly
undermined the morale. The final assault began January 7, 1072; the old
section of the town, attacked by Roger, held out, but Robert broke into a
lightly defended suburb. While some of the citizens wanted to fight to the
last, others opened negotiations which on January to led to surrender.
Palermo preserved a large measure of autonomy and full freedom of worship,
but the main mosque on the site of the former cathedral again became a
cathedral, and the Normans built or restored two fortresses to teach
discretion to Christians and Moslems alike. Mazara, the oldest Moslem
possession on the island, after learning the fate of Palermo surrendered on
similar conditions. Remarkably enough the chroniclers, who describe in
glowing terms the happiness of the victorious Christian army, say nothing of
the feelings of the local Christians. The Moslems on the whole seem to have
accepted the foreign rule of the Norman "infidels" more easily than
that of their African brothers, but many of the poets and scholars who had
been the glory of Palermo became honored refugees in the several Moslem
states from Spain to the Near East. Some of them wrote nostalgic poems and
prophecies of revenge; one showed himself a spiritual neighbor of Dante,
another poet and exile born in Italy of another faith. "0 my
fatherland," he wrote, "you have abandoned me; I shall make my
fatherland the saddles of generous steeds. On the earth I was born, any earth
is my fatherland, any man is my brother".
After the fall of Palermo victory was so well
assured that Robert and Roger partitioned the island between themselves.
Robert, the suzerain, retained Palermo with some other places and struck
coins with the Arabic inscription "King of Sicily". Roger, however,
claimed the larger part of the island, which after the death of Robert was to
become all his, to be bequeathed to Roger II, the first crowned king. Still
it took nineteen years to subdue southern Sicily — and during these years two
savage Moslem raids on the Calabrese coast recalled to the unfortunate
population terrible memories of the ninth and tenth centuries. The first
raid, which was followed by a landing in Mazara one year later, was a result
of a short resumption of activity by the Zirids (1074—75); but Roger I averted further interference by concluding a treaty
with Tamim. The emir had lost nearly all the African hinterland; he depended
on Sicilian grain and free trade for his maritime cities. The second and
wilder raid 1085 was one of many enterprises of the last Moslem leader in
eastern Sicily, the emir of Syracuse, who fought bravely and ferociously to the
last. But the struggle between the cornered, disunited defenders and the
Normans whose land and sea forces continuously grew could not last forever;
it would have lasted less long if Roger had not frequently diverted his
activity to the Italian mainland. Some towns capitulated after a long
resistance; others came to terms without direct pressure when their doom
seemed imminent; the emir of Enna, whose wife had been captured by Roger,
accepted baptism and was granted an estate in Calabria. The conquest was completed
in 1091 with the bloodless, negotiated surrender of Noto and of the island of
Malta.
Reconstruction and reorganization of the island
began long before the end of the war. In this trying task the statesmanship
of count Roger and of his son and successor, king Roger II, proved equal to
their military achievements. During thirty years of warfare the population
had been diminished by starvation, death in battle, deportation into slavery,
and voluntary exile. Many of the splendid Arab buildings in the towns had
been ruined and some villages had been wiped out. The uneasy equilibrium
which long association had established among Moslems, Greeks, and Latins had
been upset. The Norman knights and the "Lombards" (continental
Italians) who immigrated in the early period of the Norman rule added other
sharply discordant piece. The feelings of the average Norman toward other
nations can be surmised when we read in Fra Malaterra's chronicle that both the Sicilian Greeks and the Calabresi are "ever wicked races"; the equally wicked Apulian Lombards are
"never tired of betraying"; the Romans are shamelessly venal and
disloyal; the Pisans are cowards interested only in commercial gain; and the
Moslems, of course, are the scum of the earth. Granted that bigoted expressions
of this kind are not uncommon in medieval writings and may still be heard too
often in our own day, they were not a good omen for the moral unification of
the Norman state. It took much wisdom and firmness for the new sovereigns to
bring out of confusion and hatred one of the most brilliant and harmonious
civilizations of the Middle Ages.
Roger I and Roger II owed their outstanding success
as sovereigns of Sicily to the fact that they used indiscriminately the
talents and labor of all their subjects, and that they chose from every
culture the elements which seemed to function best. The local autonomies and
religious or national differences they respected, and indeed protected enough
to rule a divided country, yet not so much that the country might be split
asunder. These policies have been justly praised by many medieval and modern
historians of different nations, but they should be called opportunism rather
than tolerance. True tolerance appeared only in the later years of the Norman
state, under William II, who was a devoted Christian ruling a majority of old
or new Christians, but who ignored the Moslem, religious practices of
baptized pages in his own palace.
Lastly, it should be remembered that the main lines
of the Norman policies largely followed examples which had been set by the
earlier rulers of the Sicilian mosaic of peoples — the Romans, the
Byzantines, and the Moslems. The Normans may have excelled all of them in
many respects, but they did not escape the fate which ibn-Khalden predicts for conquerors. Their dynasty did not outlast one hundred and twenty
years.
D.The Pilgrimages to Palestine before 1095
It is a common trait among men and women to wish to
visit the sites connected with the lives of those whom they admire; and the
idea of pilgrimage has played a large part in most of the great religions of
the world. Before ever the Christian era began pious Buddhists were traveling
to pay their respects at the shrines where the Buddha and his chief disciples
had lived and taught. Later on Islam was to teach that the journey to Mecca
should be the aim of every pious Moslem.
From the earliest times Christians felt a desire to
see for themselves the places hallowed by the incarnate God, where Christ was
born and preached and suffered. They inherited from the Jews a particular
respect for the city of Jerusalem, and as the scene of the crucifixion it
became doubly holy to them. Moreover, there soon arose a feeling that the
martyrs when suffering for the faith were able to grant a special remission
of sins, a libellus or warrant of reconciliation
with God; and gradually it was believed that the spot where a martyrdom had
occurred acquired something of the remissory power.
Calvary, sanctified by the greatest martyrdom of all, was inevitably held to
be peculiarly potent. At the same time relics, either the bodily remains of
the saints or objects that had played a part in the life of Christ or of a
saint, were popularly supposed to possess the same power; and in time,
through stages that we cannot now trace, the church gave recognition to what
had become an almost universal belief.
During the first two centuries of the Christian era
it was not easy to make the pilgrimage to Palestine. Jerusalem itself had
been destroyed by Titus, and the Roman authorities did not approve of
journeys thither. The fall of Jerusalem had resulted in the triumph of St.
Paul's conception of Christianity over that of St. James, and the church
sought to stress its universality at the expense of its Jewish origins. But
the holy places were not forgotten. It is significant that Hadrian, when he
rebuilt Jerusalem, deliberately erected a temple to Venus Capitolina on the site of Calvary. When, after the triumph of the Cross, the empress
Helena came to Palestine, the tradition that she found there was strong
enough for her to be able to identify all the sacred sites. Even before her
time pilgrims had travelled to Palestine. We hear of a bishop, Firmilian of Caesarea-Mazaca (Kayseri), who visited Jerusalem early in the third century, and of another
Cappadocian bishop; Alexander, who followed a few years later. Origen about
the same time talks of the "desire of Christians to search after the
footsteps of Christ."
The official recognition of Christianity, combined
with Helena's voyage and her pious labors, which her son Constantine endorsed
by building the great churches of the Holy Sepulcher at Jerusalem and the
Nativity at Bethlehem, let loose a stream of pilgrims bound for Palestine.
The first to leave an account of his travels was a man from Bordeaux, who
wrote out his itinerary in the year 333, when the emperor had barely
completed his buildings. Some fifty years later an indefatigable lady called Aetheria, who probably came from France or Spain, wrote
in detail of her experiences, which included a visit to Egypt and to Mount
Sinai. About the end of the century St. Jerome moved to Palestine and settled
at Bethlehem, and in his train came a number of fashionable but godly ladies
from Rome. By the beginning of the next century the number of monasteries and
hostels in Jerusalem where pilgrims could be housed was said to be over three
hundred?
The fathers of the church were not altogether happy
about this new fashion. Even Jerome, though he recommended a visit to
Palestine to his friend Desiderius as an act of faith and declared that his
sojourn there enabled him to understand the Scriptures more clearly, confessed
that nothing really was missed by a failure to make the pilgrimage. St.
Augustine openly denounced pilgrimages as being irrelevant and even
dangerous. Of the Greek fathers, St. John Chrysostom, while wishing that his
episcopal duties did not prevent him from traveling, mocked at the sight of a
whole world in motion merely to look at Job's dung-hill. St.
Gregory of Nyssa remarked that pilgrimages were nowhere enjoined by Holy
Writ, and he saw no merit in visiting Jerusalem, which was a rather ordinary
town, indeed fuller than most towns of wicked persons, merchants, actors, and
prostitutes." But the general public ignored such strictures, preferring
to believe that the interesting journey brought spiritual merit as well.
In the middle of the fifth century the empress
Eudocia, wife of Theodosius, settled in Jerusalem. It was then highly
fashionable to reside there; and the empress showed her support of another
fashion when she sent to her sister-in-law at Constantinople one of the most
precious relics that she could find there, a portrait of the Mother of God
said to have been painted by St. Luke. To many of the pilgrims crowding to
Palestine half the point of the journey was the possibility of buying some
important relic with which to sanctify their churches at home. The greater
number of the early saints and martyrs had lived in the east, and it was in
the east that their relics could be found. It was now generally held that
divine aid could be obtained at the graves of the saints, as the Spaniard Prudentius and the Italian Ennodius taught, while St.
Ambrose himself believed in the efficacy of relics and sought to discover
some. St. Basil of Caesarea was a little more cautious. He was prepared to
believe that relics might have some divine power, but he wished to be
absolutely certain of their authenticity. Here again popular enthusiasm was
undeterred by the caution of the fathers. The major Christian relics remained
in the east, those of Christ being gradually moved from Jerusalem to
Constantinople and those of the saints being preserved at their native homes.
But it was often possible for a lucky pilgrim to acquire some lesser relic,
while others were brought to the west by enterprising merchants. Not only did
the hope of successful relic-hunting send more and more pilgrims to the cast,
but also the arrival and possession of the relic of some eastern saint in
their home town would inspire western citizens to visit the lands where their
new patron saint had lived, Whole embassies would be dispatched with orders
to bring home relics. Avitus, bishop of Vienne, sent special envoys to find
him a piece of the True Cross at Jerusalem. St. Rhadegund,
ex-queen of Clothar the Frank, employed agents who
brought her a rich haul, including a fragment of the Cross, acquired at
Constantinople, and the finger of St. Mamas of Cappadocia, several of whose
other bones were obtained by pilgrims from Langres.
Women were particularly zealous in this pursuit. It was a lady from Guienne who returned home with a phial containing the blood
of St. John the Baptist, and a lady from Maurienne who brought back his thumb.
Throughout the sixth century pilgrims continued to
visit the east in great numbers, and several Itineraries were written to help
them on their way, such as those of the travelers Theodosius and Antoninus
Martyr. There were still constant trade connections with the east; and it was
not difficult for a pilgrim to obtain a passage in a merchant-ship, probably
Syrian-owned, traveling between Provence or Visigothic Spain and the ports of
Syria and Egypt."
With the Arab conquest of Syria and Egypt, the
pilgrim-traffic was necessarily interrupted. For some centuries there was no
sea-borne trade between the Moslem east and the Christian west. Pirates
infested Mediterranean waters. The new rulers of Palestine were suspicious of
strangers; and in any case the journey was increasingly expensive, and wealth
in the west was declining. But intercourse was not entirely broken off; and
the western church still thought with sympathy and longing of the holy
places. Many of the popes were still of oriental origin and had oriental
connections. In 652 pope Martin I was accused of friendly dealings with the
Moslems and acquitted himself by showing that his motive was to be able to
send alms to Palestine. While most pilgrims now contented themselves with
journeys to nearer shrines, such as Rome, there were still some hardy enough
to brave the perils of the east. In 670 the Frankish bishop, Arnulf, set out
on travels that brought him to Egypt, Syria, and Palestine and home by
Constantinople, but he was away for many years and suffered many hardships.
We hear of other pilgrims of the time, such as the Picard, Vulphy of Rue, and the Burgundians, Bercaire and Waimer of Montier-en-Der.
In the eighth century the numbers increased.
Pilgrimage was now fashionable amongst the English and the Irish, and seems
to have been encouraged by the appearance of numerous Pognitentiedia,
little books written by some hierarch recommending types of private penance.
They were used first by the Celtic church; and the Anglo-Saxon expansion,
combined with the missionary activities of such Celts as St. Columban,
introduced them into general usage in the western church, They recommended
pilgrimage as a means of penance, though they did not mention specific
clesti¬nations.2° The most eminent of the English pilgrims was Willibald, who
was to die as bishop of Eichstacht in Bavaria. In
his youth, from 722 to 729, he made a long and uncomfortable journey from
Rome to Jerusalem and back.21 Relations between the west and the Moslems
soon, improved. When Charlemagne entered into some sort of alliance with the
caliph Harun ar-Rashid, there was a sufficient
number of pilgrims coming to Jerusalem for the emperor to find it worth while to obtain permission to have a hostel set up
for them in the holy city. There were women again amongst the pilgrims, and
there were Spanish nuns living attached to the Holy Sepulcher. There was
another slight interruption in the course of the ninth century, owing to the
growth of Moslem power in the Mediterranean and the establishment of Arabs in
Crete and Sicily and southern Italy. When the Breton Bernard the Wise set out
in 870, he had to obtain a passport from the Moslem emir of Bari, which,
however, did not permit him to land at Alexandria. When he eventually reached
Jerusalem he found Charlemagne's establishments still in working order, but
they were shabby and the number of visitors had sadly declined. At the same
time the beginning of the Norse invasions of the west added to the perils of
travel and brought poverty in their train. Pilgrimages were for a while too
expensive for the average man and woman.
By the beginning of the tenth century conditions in
the Mediterranean had improved. The Moslems had lost their foothold in
southeast Italy and were soon to lose their last pirate-nests in southern
France. Crete was recovered for Christendom half way through the century; and
the Byzantine fleet was already able to provide an effective police force.
The Italian maritime cities were beginning to open up direct commerce with
the Moslem ports. In the east the Abbasid caliphate was declining. Its vice-roys in Palestine were ready to welcome visitors who
brought money into the country and who could be taxed; and when the Fatimid’s
succeeded to the possession of Palestine, the appearance of good-will
increased. It was now not difficult for a pilgrim to take a boat at Venice or
Bari or Amalfi which would take him direct to Alexandria or some Syrian port.
Most pilgrims, however, preferred to sail in an Italian ship to
Constantinople and visit the renowned collection of relics there, and then go
on by land to Palestine. Land travel was always cheaper than sea travel, and
the Byzantine roads through Anatolia down into Syria were excellent, Most of
the pilgrims had no other motive than a pious desire to see the holy places;
but that certain holy places endowed the visitor with peculiar spiritual
merit was now generally accepted. Shrines such as those of St. James at
Compostela in Spain or of the archangel Michael at Monte Gargano in Italy,
and all the shrines at Rome itself were held to have this quality, but those
connected with the actual life of Christ in Palestine naturally outshone the
others, The penitential value of a pilgrimage was also widely recognized. The
first pilgrim whose name has survived as having made his journey for
definitely expiatory reasons was a nobleman called Frornond who went from France to Jerusalem in the mid-ninth century. In the tenth
century we hear of many distinguished criminals who followed his example. The
crime of murder in particular needed such an expiation. The system had a
practical value, for it removed criminals from the community for several
months; and if they survived the arduous journey they returned spiritually
refreshed.
The names of the pilgrims that are known to us are
all of eminent personages, such as Hilda, countess of Swabia, who died on her
journey in 969, or Judith, duchess of Bavaria, sister-in-law to Otto I, who
was in Palestine in 970. Amongst the pilgrim-noblemen of the tenth century
were the counts of Ardêche, Arcy,
and Anhalt, Vienne, Verdun, and Gorizia. Amongst the churchmen were the
bishop of Olivola, who made his journey in 920, and
the abbots of Aurillac, Saint-Cybar, Saint-Aubin,
and Flavigny. St. Conrad, bishop of Constance, made
the pilgrimage on three separate occasions, and St. John, bishop of Parma, no
less than six. Most of these important travelers were accompanied by a number
of humbler followers who took advantage of the security that a large and
distinguished company offered. It is doubtful if during the early years of
the century many poor folk ventured to set out without the protection of some
magnate. But in 910 count William I of Aquitaine founded the abbey of Cluny,
and in a few decades Cluny became the center of a vast ecclesiastical nexus,
closely controlled by the mother-house, which itself owed obedience to the
papacy alone. The Cluniacs took an interest in
pilgrimage, and soon organized the journey to the Spanish shrines. By the end
of the century they were popularizing the journey to Jerusalem and were
building hostels along the route for the benefit of poorer pilgrims. They
particularly encouraged pilgrims from the neighborhood of their great houses.
It was due to their persuasion that the abbot of Stavelot visited Palestine
in 990 and the count of Verdun in 997. The great abbot Odilon,
though he never succeeded in making the journey himself, induced many of his
friends to go. The dukes of Normandy and the counts of Anjou both were
devoted patrons of the Cluniac movement; and we find Fulk Nerra of Anjou making three journeys to Palestine, all well merited by his sins,
and Richard III of Normandy collecting alms for the Palestinian shrines,
which his brother duke Robert visited at the head of a large company in 1035.
But it was the poorer folk that the Ourtiacs particularly helped and enabled to go east in smaller independent groups.26
Political events aided the Cluniacs in their work. About the beginning of the eleventh century the mad caliph
al-Hakim began to persecute the Christians throughout his dominions and to
destroy their churches, including the church of the Holy Sepulcher itself;
and during his reign pilgrimage was dangerous. Later, he persecuted the
Moslems as well; and after his death there was a reaction in favor of
religious toleration. The Byzantine emperor Romanus III made a treaty with
al-Hakim's successors allowing him to rebuild the Sepulcher, and the treaty
was confirmed in the time of Constantine IX, who sent his own workmen to set
about the work. The frontier between Byzantium and the Fatimid caliphate now
ran to the Mediterranean near the town of Tortosa;
and the frontier-officials were used to pilgrims. In Europe the Hungarians were
converted to Christianity in 975; and in 1019 the emperor Basil II, the
"Bulgar-slayer", annexed the whole Balkan peninsula to the empire.
A pilgrim from central Europe or Flanders could therefore travel through the
lands of the western emperor till he reached the Hungarian frontier near
Vienna. He then crossed Hungary to the Byzantine frontier-town of Belgrade,
and on through the Byzantine empire past Constantinople till he reached the
Fatimid frontier between Latakia and Tortosa. It
was a simple journey and, for a pilgrim that went by foot, not at all
expensive. Pilgrims from France or Italy preferred to go by road to Apulia
and cross the narrows of the Adriatic, a short and cheap sea-journey, to
Dyrrachium and so on to Constantinople by the Via Egnatia,
now cleared of all dangers from Bulgarian marauders. There were several
hospices in Italy at which a pilgrim could stay, and a great hospice at Melk
in Austria. At Constantinople the hospice of Samson was reserved for western
pilgrims and the Cluniacs had a hospice nearby, at Rodosto (Tekirdagh); and at
Jerusalem, when many of the older hospices fell into decay the merchants of
Amalfi built about 1070 a great hospital dedicated to St. John the Almsgiver.
Sea routes were not abandoned, but were used now mainly
by pilgrims from the Scandinavian sphere. From the early years of the tenth
century the emperor at Constantinople recruited Norsemen for his palace
guard, and by the end of the century they were numerous enough to form a
separate regiment, the Varangian Guard. Many Scandinavians would come, either
by the old route up and down the Russian rivers and across the Black Sea, or
still more, now, past Britain and the Strait of Gibraltar, to Constantinople,
and after serving for some years in the emperor's armies and amassing a
comfortable fortune there, they would visit Palestine before returning home.
Others came merely to visit the holy places. A Varangian officer called Kolskeggr went to Palestine in 992. Harald Hardrade, most illustrious of the Varangians, was therein 1034. The missionary to Iceland, Thorvald Kodransson, made a pilgrimage to Jerusalem about the year
990. After Olaf Trygvasson, first Christian king of
Norway, mysteriously vanished in woo, many Norse pilgrims claimed to have
seen him at the holy places. The Norse princes were particularly given to the
crime of murder, and expiatory pilgrimages were therefore common amongst
them. The half-Dane, Svein Godwinsson,
set out barefoot with a party of Englishmen to seek pardon for a murder, and
died of exposure while crossing the mountains of Anatolia. Lagman, king of the Isle of Man, who killed his brother,
found peace for his conscience at Jerusalem. Most of the Scandinavian
visitors made a round trip, coming by way of Gibraltar and returning by the Russian
route.
By the middle of the eleventh century pilgrimages
were under-taken on an enormous scale. An endless flow left western Europe in
the early spring, uncertain when they would return, traveling sometimes in
tiny groups and sometimes in parties of a thousand or more. The great
pilgrimage led by German bishops in 10064 to 1065 was said to number over ten
thousand men and women and probably in fact numbered seven thousand. It seems
that great lords were allowed. to bring an armed escort, so long as it was
well under control. But most pilgrims traveled unarmed. The pilgrimage was
seldom risky to life, apart from the hazards of the weather in the Anatolian
mountains. The roads were usually well policed, and food and water were
usually available. The pilgrims were usually given a cordial reception by the
local Orthodox at Jerusalem.31 But there were difficulties at times. When the
Normans began to attack the Byzantine possessions in southern Italy, Norman
pilgrims were treated very coldly by the emperor's officials. There were
occasional troubles in Syria when some local emir rebelled against Fatimid
rule. In 1055 the Byzantine governor of Latakia refused an exit-visa to
bishop Lietbert of Cambrai, on the grounds that it
was not safe for Christians to cross the frontier. The bishop, furious at
this solicitude, was forced to go instead to Cyprus. He met several hundred
Christians who had been turned out of Palestine. The great German pilgrimage,
which crossed into Moslem territory against the advice of the Byzantines,
found conditions there very unsatisfactory. It must, indeed, have
been difficult for the Moslem authorities to find food for so large and
sudden an invasion, and the numbers roused resentment amongst the local
Moslem population. There was trouble near Tripoli and a serious skirmish at
Ramia. There were perpetual complaints of taxes and tolls levied by local
authorities on travelers. The emperor Basil II told his customs-officials to
levy a tax on pilgrims and their horses. Pope Victor H asked the empress
Theodora to rescind the order in 1056. At the same time he complained that
her officials levied taxes at the Holy Sepulcher itself. Presumably the
Byzantines claimed the right to collect money there to pay for the work of
restorations.
Such inconveniences were not frequent. Throughout
the middle years of the eleventh century the travelers grew in numbers,
encouraged by the ecclesiastical authorities. Eleventh-century literature
bears frequent testimony to the desirability of the pilgrimage. The pilgrim
was the exile of Christ, peregrinus or the poor man of Christ, pauper
Christi. It seemed to the German pilgrims of 1064 that their coming to
Jerusalem was the fulfillment of a prophecy? Pope Gregory VII condemned
Cencius, who led a revolt against him in 1075, to the pilgrimage to
Jerusalem. There seems to have been some doubt how effective one pilgrimage
alone was in remitting the sins of great sinners. In 1049 the citizens of
Narni saw a multitude of men dressed in glowing raiment passing through their
town, and one of these radiant beings declared that they were all souls who
had earned everlasting felicity, but were still obliged to continue without
ceasing on an endless penitential journey to the holy places. So essential
was it considered now to make the pilgrimage that the heroes of the past were
provided by popular legend with a journey to the Holy Land. King Arthur was
said to have visited Jerusalem, while the pilgrimage of Charlemagne came to
be given universal credence. The effect of it all was to create
and sustain in the west an undying interest in the Holy Land and the road to
Jerusalem, and to rouse indignant interest when the road seemed likely to be
blocked.
The Turkish invasions of Palestine from 1071 onwards
did not at first interfere much with the pilgrims. The first Turkish
governors were cultured princes who had no wish to suppress a harmless source
of revenue. But the collapse of Fatimid power meant the emergence of a number
of petty emirates along the road from the north, and every petty emir wished
to extract his share of tolls. Every few miles there was a new greedy and
officious tax-collector; and when Turkish governor Artuk died in 1091, his sons were less complaisant, fearing that the Christians
were working for a Fatimid restoration; and a large number of priests were
exiled from the city. The Turkish invasions of Anatolia increased the
difficulties of pilgrims. In the course of wars and raids and migrations of
whole districts, roads went out of use, villages decayed, bridges fell down,
and wells dried up or were deliberately blocked.dm A few well
armed and equipped expeditions like that of count Robert I of Flanders
in 1089 succeeded in penetrating through to the Holy Land; but most pilgrims
suffered the fate of Peter the Hermit who was turned back with insults by the
Turks while he was still on his way.
That such difficulties should arise at a moment when
the pilgrimage to Jerusalem played so large a part in the minds of western
Europeans gave a great impetus to any movement that advocated direct action.
Pope Urban's phenomenal success when he preached the crusade at Clermont was
due to his combination of the idea of pilgrimage with that of the holy war.
CHAPTER IV.THE CALIPHATE AND THE ARAB STATES
|